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Market Ready e-learning
Complinet e-learning Solutions combine expert content with cutting-edge design capability to help our clients meet all their compliance and regulatory training needs.
Course List
With more than 40 e-learning courses covering various jurisdictions, our 'market-ready' catalog covers key regulatory subjects for all sectors of the financial services industry.
Complinet's e-learning courses are interactive, user-friendly and written in a practical, engaging style by our team of experts. The courses can be customized to incorporate your firm's policies, procedures and branding.
Induction & Awareness
Regulatory Overview (US)
The aim of this course is to provide all employees working within the financial services industry with a basic introduction to how the industry is regulated. The course explains the key areas of financial services regulation and outlines the responsibilities of the firm and the individual.
Ethics and the Spirit of Compliance (US and Canada)
The aim of this course is to provide all staff working in financial institutions with an understanding of the importance of ethical behavior and guidance to recognize and prevent questionable conduct.
Sexual Harassment (US)
The aim of this course is to provide comprehensive training for all staff in creating and maintaining a positive work environment free from sexual harassment.
Protecting Personal Information (US)
This course provides all staff working in financial institutions with an understanding of the importance of information security and protecting personal information. Learners are made aware of the measures they can take to keep data secure and provided with an overview of the key data privacy legislation and the consequences of non-compliance.
Introduction to Regulation (UK)
The aim of this course is to provide all employees working within the financial services industry with an introduction to industry regulation. The course contains brief overviews of the key areas of financial services regulation and details the responsibilities of the firm and the individual.
Introduction to Regulation Insurance (UK)
The aim of this course is to provide all employees working within the insurance industry with an introduction to industry regulation. The course contains brief overviews of the key areas of insurance regulation and details the responsibilities of the firm and the individual.
Data Protection (UK)
The aim of this course is to provide employees with an understanding of the legislation and principles of data protection and the consequences of non-compliance.
Conflicts of Interest (UK)
This course has been designed to provide employees with an understanding of the importance of managing potential conflicts of interest and the key elements that form part of a conflict management policy.
Competition Compliance (UK and Europe)
European competition laws impose a set of rules and penalties that are designed to discourage anti-competitive practices. This course provides a practical overview of these rules.
Information Security Awareness (UK and Europe)
This course will raise employee awareness of the importance of information security and prompt recognition of security threats and the measures that can be taken to keep data secure.
Data Protection Europe (UK and Europe)
The aim of this course is to provide employees with a practical understanding of the EU Data Protection Directive, including the principles of data protection and the consequences of non-compliance. The course also provides an overview of how different countries within Europe have implemented the Directive.
Health and Safety (UK)
The aim of this course is to provide all relevant employees of financial institutions with an understanding of the importance of health and safety. Learners will be made aware of their responsibilities, as well as outlining the main hazards they may encounter and a range of basic safety precautions to avoid accidents and ill health.
The Spirit of Compliance Middle East
This course aims to provide all staff working in financial institutions with an understanding of the importance of ethical behavior and guidance to recognize and prevent questionable conduct.
Information Security Awareness Middle East
This course will raise employee awareness of the importance of information security and prompt recognition of security threats and the measures that can be taken to ensure that data is kept secure.
FSA Rules
Senior Management (UK)
The aim of the course is to provide those occupying or due to occupy significant influence functions with an understanding of the FSA's regulatory approach and the obligations the regulator places on senior managers.
Complaints Handling (UK)
This course provides details of how to deal with customer complaints and the consequences of failing to manage effectively the complaints handling process.
Advising and Selling (UK)
The course is designed to provide learners with an understanding of the FSA's advising and selling rules and the ability to apply them. The course has been updated to reflect the new Markets in Financial Instruments Directive (MiFID) regime.
Client Categorisation (UK)
The aim of this course is to provide learners with an understanding of the client classification process and the ability to apply them. The course has been updated to reflect the new MiFID regime.
Dealing and Managing (UK)
This course explains the rules for professionals dealing with customers and managing their investments. The course has been updated to reflect the new MiFID regime.
Financial Promotion (UK)
The aim of the course is to explain the rules relating to financial promotions to professionals involved in promoting financial products to consumers in the UK. The course has been updated to reflect the new MiFID regime.
Insurance Conduct of Business (UK)
This course is a general introduction to the rules and standards contained within ICOB and how they are applied in practice.
Treating Customers Fairly (UK)
This course introduces all levels of an FSA-regulated firm to the concept of TCF. It ensures that each individual is thinking through the TCF implications of their actions when going about their everyday business.
Client Assets (UK)
This course explains in detail the FSA safekeeping rules for client assets and client money, covering the purpose of the rules as well as providing practical guidance on how the rules should be applied on a day-to-day basis.
MiFID: An Introduction (UK)
Provides an introduction to the European Commission's MiFID which has fundamentally changed the way the capital markets operate across Europe, both in terms of individual participants and in terms of the market infrastructure itself.
Automated Order Routing Systems (UK)
The purpose of this course is to introduce you to some of the generic rules, regulations and responsibilities surrounding automated order routing systems.
Approved Persons (UK)
This course is designed to ensure approved persons are aware of their responsibilities under the FSA regulatory regime. A practical guide to the Statements of Principle is provided along with case studies and examples of behaviour expected by the FSA.
Treating Customers Fairly for Investment Managers (UK)
This course is designed for all levels of staff in firms which provide and distribute investment funds. It ensures that each individual is thinking through the TCF implications of their actions when going about their everyday business.
Anti-Money Laundering, Fraud and Market Abuse
Money Laundering and Terrorist Financing (US)
The aim of this course is to provide all staff working in financial institutions with an understanding of US money laundering law, regulation and rules.
Anti-Money Laundering Canada
The aim of this course is to provide all staff working in financial institutions with an understanding of Canadian money laundering law, regulation and rules.
Anti-Money Laundering Financial Services (US)
The aim of this course is to provide all staff working in financial services institutions with an understanding of money laundering law, regulation and rules.
Anti-Money Laundering Global
This course provides comprehensive training in money laundering prevention for all staff and provides an insight into the laws and regulations that apply throughout the world.
Global Sanctions Global
The aim of this course is to provide all relevant employees of financial institutions with an understanding of the purpose and application of the global sanctions regime. Learners will be made aware of the key organizations involved in the sanctions setting and enforcement process and the different types of sanctions imposed around the world. By the end of the course, learners will know their responsibilities in complying with sanctions measures.
Anti-Money Laundering - Investment Firms (UK)
The aim of this course is to provide all staff working in investment firms with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering - Law Firms (UK)
The aim of this course is to provide all staff working in law firms with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering - Accountancy Firms (UK)
The aim of this course is to provide all staff working in accountancy firms with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering - Life Insurance (UK)
The aim of this course is to provide all staff working in life insurance firms with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering - General Insurance (UK)
The aim of this course is to provide all staff working in general insurance firms with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering - Retail Banking (UK)
The aim of this course is to provide all staff working in retail banking with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering - Money Service Businesses (UK)
The aim of this course is to provide all staff working in money services businesses with an understanding of money laundering law, regulation and rules as it applies to their sector.
Anti-Money Laundering Channel Islands
The aim of this course is to provide all staff working in financial services firms with an understanding of money laundering law, regulation and rules as it applies to the Channel Islands.
Anti-Money Laundering Ireland
The aim of this course is to provide all staff working in financial services firms with an understanding of money laundering law, regulation and rules as it applies to the Ireland.
Market Abuse (UK)
The aim of this course is to ensure learners know the definition and scope of market abuse, the new measures introduced by the Market Abuse Directive and some of the key issues faced under the new regime. The course also covers the criminal offences of insider dealing and misleading statements and practices.
Fraud Awareness (UK)
The aim of this course is to ensure learners know the definition and scope of market abuse, the new measures introduced by the Market Abuse Directive and some of the key issues faced under the new regime. The course also covers the criminal offences of insider dealing and misleading statements and practices.
Market Abuse Hedge Funds (UK)
The aim of this course is to ensure learners know the definition and scope of market abuse, the new measures introduced by the Market Abuse Directive and some of the key issues faced under the new regime in particular by the hedge-fund industry. The course also covers the criminal offences of insider dealing and misleading statements and practices.
Anti-Money Laundering Middle East
Complinet's Anti-Money Laundering e-learning course provides comprehensive training in money laundering prevention for all firms regulated by the Dubai Financial Services Authority or Dubai International Financial Centre.
Anti-Money Laundering DFSA
Complinet's Anti-Money Laundering e-learning course provides comprehensive training in money laundering prevention for all firms. This course puts particular focus on DFSA regulations.
Anti-Money Laundering Singapore
The aim of this course is to provide all staff working in financial institutions with an understanding of Singaporean money laundering law, regulation and rules.
Anti-Money Laundering Australia
The aim of this course is to provide all staff working in financial institutions with an understanding of Australian money laundering law, regulation and rules.
Anti-Money Laundering Asia Pacific
The aim of this course is to provide all staff working in financial institutions with an understanding of money laundering law, regulation and rules across the Asia Pacific region.
Anti-Money Laundering Hong Kong
The aim of this course is to provide all staff working in financial institutions with an understanding of Hong Kong money laundering law, regulation and rules.
- Press Releases
- Complinet promotes Leas Bachatene to managing director of Middle East and Asia Pacific operations
- Complinets 2008 Salary Survey: What Crisis?
- Complinet expands its Regulatory Affairs team to help firms meet global regulatory obligations
- Complinet prepares for further growth as market conditions fuel demand for more efficient compliance solutions
