Webcasts
Complinet webcasts bring together practitioners, legal experts and compliance specialists to provide a deep insight into topical subjects and the latest regulatory changes.
On-demand webcasts
- December 16, 2008 - What Goes Around Comes Around: The Act of Treating Customers Fairly
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As the TCF deadline approaches, Complinet and Bovill will discuss the steps firms can take to ensure they are employing demonstrable TCF practices.
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- December 4, 2008 - Compliance on a Budget: Cutting costs, not corners
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Compliance on a budget is possible. This webcast will identify best practices for cutting corners without compromising compliance.
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- November 18, 2008 - The Future of Regulation: If you’re not ready, you’re at risk.
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Join us to discuss the regulatory changes that lay ahead, and the preparations you can take now to avoid risk later.
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- October 22, 2008 - MyComplinet: The First Free Global Compliance Community
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Learn about the resources and benefits of the first free compliance community, created by Complinet for compliance professionals around the globe.
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- September 18, 2008 - Risky Business: Is your customer identification program sufficient for today's risk environment?
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Join us to analyze the different risks and challenges that firms face with respect to KYC/CIP policies and best practices for building effective programs.
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- August 20, 2008 - Meet the Press: Analyzing the crackdown on market manipulation
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The regulators have resolved to reduce market manipulation caused by false rumors and short selling. Complinet’s US Features Editor Will Anderson talks with K. Susan Grafton of the law firm Gibson, Dunn & Crutcher LLP to examine the impact of this latest regulatory issue.
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- August 14, 2008 - Ignorance isn’t Bliss: Why training within the firm is the key to managing risk
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In today’s financial market, ignorance is risk. This webcast will explore the regulatory and market drivers for training, and strategies for effectively meeting your firm’s training requirements.
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- July 10, 2008 - Technology: Compliance Friend or Foe?
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Hear from a panel of industry practitioners on the impacts of technology, both positive and negative, and how it has changed the way today’s firms practice compliance.
Please note: Webcast starts 4 minutes into recording.
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- June 5, 2008 - Mission Possible: Aligning Technology and Content for Successful Policy Management
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Keeping your firm’s policies and procedures updated can be a manually demanding process. Join us for this complimentary webcast and learn ways to successfully manage policies and procedures and mitigate your firm’s regulatory risk.
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- May 1, 2008 - Watching your Assets: Transaction Monitoring.
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In today’s heavily regulated financial markets, where the frequency and volume of transactions is increasing on a monthly basis, where should a firm focus their transaction monitoring resources? What are the challenges that they face in automating their processes? How do they solve the problems of monitoring a single customer’s transaction across multiple jurisdictions?
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- April 17, 2008 - Northern Exposure: Addressing Bill C-25 with Complinet.
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The effective date for Bill C-25 is fast approaching. Are you properly prepared? Join us for this complimentary webcast as we explore the implications of Bill C-25 and how you can effectively meet the requirements.
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- March 13, 2008 - Compliance Evolution: Lessons Learned, Forgotten and Ignored.
- It has long been a priority of securities firms to maintain robust compliance programs as part of their self-regulatory efforts and best practice. Join us for this complimentary webcast as we take a look at how compliance practices have evolved over the past ten years, the regulations and enforcements that have shaped compliance and the trends that the financial services industry could see in the future.
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- March 4, 2008 - The Heat is on: Effective Compliance Strategies for Energy Firms.
- With increased enforcement and investigation activity and continuous regulatory change, it's more important than ever to have a strong compliance program in place for your global energy transactions. Join us for this complimentary webcast to learn about effective compliance strategies for energy firms.
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- February 14, 2008 - Do your clients love you? Five steps to building a successful relationship.
- In this highly competitive environment, a proactive legal approach can secure your client relationships, stimulate demand and keep you ahead of regulatory developments. Join us during this webcast to discuss how you can proactively engage with your clients by saving valuable time and staying ahead of regulatory developments within financial services.
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- January 9, 2008 - Waking the Sleeping Dragon: Compliance Trends in Asia-Pacific.
- In the emerging financial markets of Asia-Pacific, unpredictable and emotional regulators, along with communication and technology challenges, have led to an increasing demand for a global compliance perspective. This webcast examines the compliance trends and challenges in the Asia-Pacific region.
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