Location :

Home

News and Events

Podcasts

---

Podcasts

Complinet podcasts deliver insight on hot topics for the compliance community and the latest information on our solutions. Podcasts are an easy and convenient way to learn more about how Complinet can help you minimize exposure to compliance and regulatory risk. Whether you're commuting to work, waiting for your plane or at the gym, you'll always have a byte of the very best compliance practice.

Angela Knight speaks to Complinet about MiFID

 

In the build up to the implementation of MiFID, Complinet spoke exclusively to Angela Knight, chief executive of the British Bankers' Association. Listen to the 3-part interview here.

Publish date:November 1, 2007

Length:00:10:45

File size:9,850 KB

Download part 1:Download the MP3

Length:00:09:24

File size:8,610 KB

Download part 2:Download the MP3

Length:00:11:45

File size:1,070 KB

Download part 3:Download the MP3

Deutsche Bank’s Siân Dalrymple talks to Complinet

 

Siân Dalrymple, director of capital markets compliance for Europe, Middle East, Africa and Asia Pacific at Deutsche Bank, talks to Complinet about the compliance market, training and competence, and compliance developments.

Publish date:October 17, 2007

Length:00:09:21

File size:8,766 KB

Download:Download the MP3

The Future of Regulatory Change: Preparing for Tomorrow, Today

This podcast outlines the challenges that the modern financial services firm faces in today’s highly regulated market. It takes a look at the process of regulatory change and the indicators that act as early warning flags today, to the regulation and enforcement actions of tomorrow.

It describes the difficultly of detecting, tracking and understanding the volume of these change indicators and how firms have traditionally resorted to throwing more and more manual and costly resource towards trying to monitor them.

It then introduces a revolutionary new tool that will change everything. A tool that will provide financial services firms with a ‘crystal ball’ of upcoming change. A benchmark for compliance now, and for the future.

Publish date:September 20, 2007

Length:00:11:01

File size:10,338 KB

Download:Download the MP3

Training and competence, the-e-learning way

 

In the highly regulated financial services sector it is a legal requirement to train employees to do their jobs well. It is therefore essential that financial services firms have effective regulatory training programs in place that inform staff of their responsibilities and that can be tracked and audited to demonstrate compliance to the regulator. This podcast provides an overview of what regulatory e-learning is and how it can safeguard your organization.

Publish date:Aug 28 2007

Length:00:04:28

File size:4,192 KB

Download:Download the MP3

A Bold Fusion

The NASD/NYSE Consolidation

On November 28 2006, the NASD and the New York Stock Exchange announced a plan to consolidate their member regulation operations into a new self-regulatory organization. This will create a single, private-sector regulator for all securities firms doing business with the public in the United States. This podcast from Complinet provides the essential information you'll need to prepare.

Publish date:Jul 13 2007

Length:00:10:33

File size:9,907 KB

Download:Download the MP3

Connecting Content to Compliance

Managing the Complexity with Confidence

An excerpt from our executive whitepaper Connecting Content to Compliance. This podcast outlines the current regulatory environment and the key challenges facing the modern regulatory practitioner within a large financial services provider. It outlines the importance of connecting external regulatory change to internal policy, and describes how this dynamic approach reduces risk considerably and validates the efficacy of the organization's systems and controls.

Publish date:Jul 03 2007

Length:00:08:11

File size:7,702 KB

Download:Download the MP3

Back to top